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VALERIE MARIE JOHNSON
VALERIE MARIE ALLEN
CRD#: 4939565
IA
B
SPCCRD#: 110692 300 PARKLAND PLAZA
ANN ARBOR, MI 48103
ANN ARBOR, MI 48103
PARKLAND SECURITIES, LLCCRD#: 115368 300 PARKLAND PLAZA
ANN ARBOR, MI 48103
ANN ARBOR, MI 48103
0
Disclosures
18
Years of Experience
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State Registrations
B
Michigan 11/30/2015
IA
Michigan 12/14/2015
SRO Registrations
B
B
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IA
Registered with this firm since 12/14/2015
B
Registered with this firm since 8/23/2016
B
Registered with this firm since 11/30/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/21/2010 - 12/24/2015 | NORTHVILLE, MI | |
B | 09/21/2010 - 12/24/2015 | NORTHVILLE, MI | |
IA | 05/23/2006 - 09/20/2010 | BINGHAM FARMS, MI | |
B | 05/02/2006 - 09/20/2010 | BINGHAM FARMS, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.