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Justin A Mayfield
JUSTIN ALEXANDER MAYFIELD
CRD#: 4937558
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 569 BROOKWOOD VLG
BIRMINGHAM, AL 35209
BIRMINGHAM, AL 35209
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
Alabama 11/8/2022
B
Mississippi 11/23/2022
IA
Alabama 11/8/2022
B
New York 1/13/2023
B
Colorado 11/23/2022
B
North Carolina 11/18/2022
B
Delaware 5/30/2024
B
Pennsylvania 11/23/2022
B
Florida 11/18/2022
B
South Carolina 11/18/2022
B
Georgia 11/23/2022
B
Tennessee 11/18/2022
B
Illinois 1/30/2023
B
Texas 4/4/2023
B
Kentucky 11/23/2022
IA
Texas 4/4/2023
B
Massachusetts 11/23/2022
B
Virginia 11/23/2022
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 11/8/2022
B
Registered with this firm since 11/8/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2020 - 10/27/2022 | BIRMINGHAM, AL | |
B | 03/13/2020 - 10/21/2022 | BIRMINGHAM, AL | |
B | 06/23/2005 - 09/02/2005 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.