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TONY MARCEL THOMPSON
TONY THOMPSON
CRD#: 4936439
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5995 UNIVERSITY PKWY
WINSTON SALEM, NC 27105
Registration History
20062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2008 - Present (17 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2005 - Present (19 years)
License(s)

State Registrations

B
Delaware 1/28/2008

IA
North Carolina 1/16/2008

B
Montana 11/16/2023

B
South Carolina 4/29/2020

B
New York 8/4/2020

B
Tennessee 11/12/2020

B
North Carolina 8/23/2005

B
Virginia 1/28/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5995 UNIVERSITY PKWY, WINSTON SALEM, NC 27105
5306 US HWY 158, ADVANCE, NC 27006
Registered with this firm since 1/16/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5995 UNIVERSITY PKWY, WINSTON SALEM, NC 27105
5306 US HWY 158, ADVANCE, NC 27006
Registered with this firm since 7/20/2005

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.