Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRANDY MARIE BECK
CRD#: 4936249
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
Registration History
2008201020122014201620182020202220242026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2019 - Present (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2013 - Present (12 years)BMORGAN STANLEY (CRD# 149777)2009 - 2012 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 10/22/2018
B
Montana 10/22/2018
B
Alaska 10/22/2018
B
Nebraska 10/22/2018
B
Arizona 10/22/2018
B
Nevada 10/22/2018
B
Arkansas 10/22/2018
B
New Hampshire 10/22/2018
B
California 10/22/2018
B
New Jersey 10/22/2018
B
Colorado 10/22/2018
B
New Mexico 10/22/2018
B
Connecticut 10/22/2018
B
New York 3/11/2013
B
Delaware 10/22/2018
B
North Carolina 10/22/2018
B
District of Columbia 10/22/2018
B
North Dakota 10/22/2018
B
Florida 3/25/2013
B
Ohio 10/22/2018
IA
Florida 2/19/2019
B
Oklahoma 10/22/2018
B
Georgia 10/24/2018
B
Oregon 10/22/2018
B
Hawaii 10/22/2018
B
Pennsylvania 10/22/2018
B
Idaho 10/22/2018
B
Puerto Rico 10/22/2018
B
Illinois 10/22/2018
B
Rhode Island 10/22/2018
B
Indiana 10/22/2018
B
South Carolina 10/22/2018
B
Iowa 10/22/2018
B
South Dakota 10/22/2018
B
Kansas 10/22/2018
B
Tennessee 10/22/2018
B
Kentucky 10/22/2018
B
Texas 10/22/2018
B
Louisiana 10/22/2018
B
Utah 10/22/2018
B
Maine 10/22/2018
B
Vermont 10/22/2018
B
Maryland 10/22/2018
B
Virgin Islands 10/22/2018
B
Massachusetts 10/22/2018
B
Virginia 10/22/2018
B
Michigan 10/22/2018
B
Washington 10/22/2018
B
Minnesota 10/22/2018
B
West Virginia 10/22/2018
B
Mississippi 10/22/2018
B
Wisconsin 10/22/2018
B
Missouri 10/22/2018
B
Wyoming 10/22/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 3800 CITIGROUP CENTER DRIVE, TAMPA, FL 33610-9122
Land O Lakes, FL
Registered with this firm since 2/19/2019
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 3800 CITIGROUP CENTER DRIVE, TAMPA, FL 33610-9122
Land O Lakes, FL
Registered with this firm since 3/11/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/01/2009 - 12/12/2012 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
 11/14/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TAMPA, FL
B
 02/07/2007 - 11/28/2008 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.