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Detailed Report
MARK STEPHEN SEILER
CRD#: 4935887
IA
Investment Adviser
SEILER & ASSOCIATES, LLCCRD#: 134524 3452 E. FOOTHILL BLVD., SUITE 400
PASADENA, CA 91107
Registration History
2002200420062008201020122014201620182020202220242026IASEILER & ASSOCIATES, LLC (CRD# 134524)2001 - Present (24 years)
License(s)

State Registrations

IA
California 3/14/2001
Current Registration(s)
IA
SEILER & ASSOCIATES, LLC (CRD#:134524)
3452 E. FOOTHILL BLVD., SUITE 400, PASADENA, CA 91107
Registered with this firm since 3/14/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.