Individual Firm
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KENNETH J SCRIMA
CRD#: 4935310
IA
B
PNC INVESTMENTSCRD#: 129052 NORTH HUNTINGDON, PA
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 12/21/2012
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Missouri 12/21/2012
B
Arizona 11/9/2023
B
Nevada 1/25/2021
B
Arkansas 3/19/2024
B
New Jersey 12/21/2012
B
California 2/6/2020
B
New Mexico 9/30/2021
B
Colorado 12/18/2020
B
New York 12/21/2012
B
Delaware 12/21/2012
B
North Carolina 12/21/2012
B
District of Columbia 12/21/2012
B
Ohio 12/21/2012
B
Florida 12/21/2012
B
Pennsylvania 12/20/2012
B
Georgia 12/21/2012
IA
Pennsylvania 12/20/2012
B
Illinois 12/21/2012
B
South Carolina 12/21/2012
B
Indiana 12/21/2012
B
Tennessee 4/11/2023
B
Kansas 5/22/2019
B
Texas 12/7/2017
B
Kentucky 12/21/2012
B
Virginia 12/21/2012
B
Maryland 12/21/2012
B
Washington 2/24/2020
B
Massachusetts 10/2/2023
B
West Virginia 12/21/2012
B
Michigan 12/21/2012
B
Wisconsin 12/21/2012
SRO Registrations
B
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2012 - 11/07/2012 | PITTSBURGH, PA | |
B | 06/04/2012 - 11/07/2012 | PITTSBURGH, PA | |
IA | 01/23/2009 - 06/08/2012 | GREENSBURG, PA | |
B | 05/09/2005 - 06/08/2012 | GREENSBURG, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.