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Detailed Report
ANDREW SPENCE HOLMES
CRD#: 4934202
IA
Investment Adviser
B
Broker
FIRST HORIZON ADVISORS, INCCRD#: 17117 2000 W. FIRST STREET, SUITE 100
WINSTON SALEM, NC 27104
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2018 (9 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2018 (8 years)
License(s)

State Registrations

B
North Carolina 2/20/2018
IA
North Carolina 2/20/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST HORIZON ADVISORS, INC (CRD#:17117)
2000 W. FIRST STREET, SUITE 100, WINSTON SALEM, NC 27104
Registered with this firm since 2/20/2018
B
FIRST HORIZON ADVISORS, INC. (CRD#:17117)
2000 W. FIRST STREET, SUITE 100, WINSTON SALEM, NC 27104
Registered with this firm since 2/20/2018
Previous Registration(s)
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IA
 04/23/2009 - 02/08/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THOMASVILLE, NC
B
 06/18/2008 - 02/08/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THOMASVILLE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.