Individual Firm
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ANNA MARIE DUJAN
ANNA MARIE AHLFELDT, ANNA MARIE VAN BLARICUM
CRD#: 4933785
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HARVEST INVESTMENT SERVICES, LLCCRD#: 159390 450 E. 96th Street
Suite 500
Indianapolis, IN 46240-3760
Suite 500
Indianapolis, IN 46240-3760
View By:
8/4/2016
Financial
Final
State Registrations
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Indiana 6/8/2016
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Registered with this firm since 6/8/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/27/2016 - 12/31/2016 | INDIANAPOLIS, IN | |
IA | 01/13/2016 - 06/07/2016 | INDIANAPOLIS, IN | |
B | 01/13/2016 - 06/07/2016 | INDIANAPOLIS, IN | |
IA | 09/05/2013 - 08/18/2015 | INDIANAPOLIS, IN | |
B | 06/01/2010 - 08/18/2015 | INDIANAPOLIS, IN | |
B | 04/06/2005 - 05/21/2010 | INDIANAPOLIS, IN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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