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Detailed Report
Richard Andrew Ward
CRD#: 4932068
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5695 LA JOLLA BLVD
LA JOLLA, CA 92037
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2007 - Present (18 years)
License(s)

State Registrations

B
California 2/20/2007
B
New Mexico 4/12/2022
IA
California 2/20/2007
B
New York 10/17/2012
B
Colorado 4/26/2011
B
North Carolina 3/18/2021
B
District of Columbia 10/31/2019
B
Ohio 4/11/2016
B
Florida 7/2/2018
B
Oregon 4/19/2007
B
Georgia 12/14/2012
B
Pennsylvania 3/25/2020
B
Indiana 8/5/2024
B
South Carolina 8/7/2018
B
Iowa 2/27/2025
B
Texas 4/23/2021
B
Kansas 9/8/2011
IA
Texas 4/26/2021
B
Massachusetts 9/17/2013
B
Utah 6/2/2021
B
Missouri 12/4/2014
B
Virginia 8/4/2008
B
Nevada 10/11/2013
B
Washington 5/21/2012
B
New Jersey 5/9/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5695 LA JOLLA BLVD, LA JOLLA, CA 92037
Registered with this firm since 2/20/2007
B
EDWARD JONES (CRD#:250)
5695 LA JOLLA BLVD, LA JOLLA, CA 92037
Registered with this firm since 2/20/2007
Previous Registration(s)
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B
 04/26/2005 - 11/15/2005 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 04/26/2005 - 11/15/2005 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.