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LINDSAY MARIE PAZDAN
LINDSAY MARIE DEWAN, LINDSAY DEWAN
CRD#: 4930897
IA
B
MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02109
Boston, MA 02109
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alaska 3/31/2021
B
Nevada 1/31/2023
B
Arizona 12/1/2022
B
New Hampshire 9/16/2015
B
California 9/24/2015
B
New Jersey 9/3/2015
B
Colorado 7/17/2015
B
New Mexico 5/15/2019
B
Connecticut 6/18/2015
B
New York 9/2/2015
IA
Connecticut 6/18/2015
B
North Carolina 2/5/2016
B
Delaware 9/2/2015
B
Ohio 6/17/2022
B
District of Columbia 9/3/2015
B
Oregon 1/7/2025
B
Florida 9/3/2015
B
Pennsylvania 9/2/2015
B
Georgia 11/10/2022
B
Rhode Island 3/9/2016
B
Illinois 1/6/2020
B
South Carolina 12/2/2020
B
Louisiana 12/1/2022
B
Tennessee 9/2/2015
B
Maine 5/11/2016
B
Texas 5/25/2016
B
Maryland 6/9/2020
IA
Texas 4/23/2020
B
Massachusetts 6/18/2015
B
Vermont 10/23/2015
B
Minnesota 9/3/2015
B
Virginia 5/16/2016
B
Missouri 1/29/2018
B
Wisconsin 11/10/2022
B
Montana 6/17/2022
B
Wyoming 12/1/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/18/2015
B
Registered with this firm since 6/17/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2014 - 06/04/2015 | BOSTON, MA | |
IA | 08/13/2013 - 11/26/2014 | BOSTON, MA | |
IA | 01/29/2009 - 08/07/2013 | BOSTON, MA | |
B | 09/22/2008 - 12/02/2008 | BOSTON, MA | |
IA | 09/08/2006 - 10/15/2008 | BOSTON, MA | |
B | 09/08/2006 - 09/22/2008 | BOSTON, MA | |
B | 07/18/2006 - 09/07/2006 | QUINCY, MA |
BOSTON, MA
08/13/2013 - 11/26/2014
BOSTON, MA
01/29/2009 - 08/07/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.