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Detailed Report
CELIA GORBATOVSKY
CRD#: 4929142
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1230 AVENUE OF THE AMERICAS
NEW YORK, NY 10020
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2018 (5 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2018 - 2023 (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2011 (4 years)BOPPENHEIMER & CO. INC. (CRD# 249)2006 - 2006 (<1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2018 - 2025 (6 years)
Disclosure(s)
View By:
8/14/2006
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 5/9/2024
B
Nebraska 5/9/2024
B
Alaska 5/10/2024
B
Nevada 5/9/2024
B
Arizona 5/22/2024
B
New Hampshire 5/14/2024
B
Arkansas 5/10/2024
B
New Jersey 5/17/2024
B
California 9/29/2023
B
New Mexico 5/9/2024
B
Colorado 5/9/2024
B
New York 9/29/2023
B
Connecticut 5/9/2024
IA
New York 5/29/2024
B
Delaware 5/17/2024
B
North Carolina 5/14/2024
B
District of Columbia 5/9/2024
B
North Dakota 5/13/2024
B
Florida 5/9/2024
B
Ohio 5/9/2024
B
Georgia 5/10/2024
B
Oklahoma 5/9/2024
B
Hawaii 5/9/2024
B
Oregon 5/10/2024
B
Idaho 5/9/2024
B
Pennsylvania 5/9/2024
B
Illinois 5/16/2024
B
Puerto Rico 5/22/2024
B
Indiana 5/13/2024
B
Rhode Island 5/9/2024
B
Iowa 5/17/2024
B
South Carolina 5/15/2024
B
Kansas 5/9/2024
B
South Dakota 5/9/2024
B
Kentucky 5/16/2024
B
Tennessee 5/9/2024
B
Louisiana 5/15/2024
B
Texas 5/9/2024
B
Maine 5/9/2024
B
Utah 5/9/2024
B
Maryland 5/9/2024
B
Vermont 5/9/2024
B
Massachusetts 5/8/2024
B
Virgin Islands 5/9/2024
B
Michigan 5/10/2024
B
Virginia 5/9/2024
B
Minnesota 5/9/2024
B
Washington 5/8/2024
B
Mississippi 5/8/2024
B
West Virginia 5/16/2024
B
Missouri 5/10/2024
B
Wisconsin 5/9/2024
B
Montana 5/13/2024
B
Wyoming 5/17/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1230 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Registered with this firm since 5/29/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1230 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Registered with this firm since 9/29/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/09/2018 - 03/20/2025 J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559) SAN FRANCISCO, CA
B
 10/08/2018 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) NEW YORK, NY
IA
 09/25/2013 - 10/08/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 09/13/2013 - 10/08/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
 08/25/2011 - 09/12/2013 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
 05/02/2011 - 09/12/2013 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
 10/19/2006 - 05/03/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
 02/27/2006 - 08/30/2006 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.