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Detailed Report
James Tyrone Elias
CRD#: 4926870
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 671 S Carter Rd
Suite 11
Smyrna, DE 19977
Registration History
20062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2018 - Present (7 years)BEDWARD JONES (CRD# 250)2017 - Present (7 years)BPNC INVESTMENTS (CRD# 129052)2008 - 2013 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2008 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (2 years)
License(s)

State Registrations

B
Arizona 8/1/2022
B
Nevada 11/2/2021
B
California 5/5/2020
B
New Jersey 5/10/2018
B
Connecticut 2/16/2023
B
Oklahoma 10/12/2018
B
Delaware 2/7/2018
B
Pennsylvania 8/22/2018
IA
Delaware 2/7/2018
B
Texas 1/12/2020
B
Florida 12/27/2018
IA
Texas 5/1/2021
B
Maryland 5/15/2018
B
Virginia 5/6/2020
B
Massachusetts 9/3/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
671 S Carter Rd Suite 11, Smyrna, DE 19977
Registered with this firm since 2/7/2018
B
EDWARD JONES (CRD#:250)
671 S Carter Rd Suite 11, Smyrna, DE 19977
Registered with this firm since 12/5/2017
Previous Registration(s)
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B
 06/18/2008 - 09/17/2013 PNC INVESTMENTS (CRD#:129052) WILMINGTON, DE
B
 05/29/2007 - 05/12/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 04/19/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.