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Detailed Report
JESSE DEE HELM
CRD#: 4926704
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3500 CY AVE
CASPER, WY 82604
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2005 - 2006 (1 year)
License(s)

State Registrations

B
Arizona 4/3/2019
B
Nebraska 6/27/2019
B
California 3/26/2019
B
North Carolina 12/9/2022
B
Colorado 3/26/2019
B
North Dakota 10/25/2023
B
Florida 3/26/2019
B
Texas 3/26/2019
B
Hawaii 7/25/2022
IA
Texas 3/28/2019
B
Idaho 10/1/2012
B
Utah 4/8/2019
IA
Idaho 10/1/2012
B
Washington 3/26/2019
B
Minnesota 4/16/2019
B
Wyoming 10/1/2012
B
Montana 3/26/2019
IA
Wyoming 7/3/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3500 CY AVE, CASPER, WY 82604
141 N WOLCOTT ST, CASPER, WY 82601
Registered with this firm since 10/1/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3500 CY AVE, CASPER, WY 82604
141 N WOLCOTT ST, CASPER, WY 82601
Registered with this firm since 6/11/2012
Previous Registration(s)
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B
 05/05/2005 - 06/01/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CASPER, WY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.