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MICHAEL JAMES WILLIAMS
MICHAEL WILLIAMS
CRD#: 4926701
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 524 MAIN ST STE 204
WOODLAND, CA 95695
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - Present (5 years)BEDWARD JONES (CRD# 250)2005 - 2008 (3 years)IAEDWARD JONES (CRD# 250)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alaska 12/13/2019

B
Oregon 2/14/2020

B
Arizona 10/17/2022

IA
Texas 8/16/2021

B
California 12/13/2019

B
Texas 3/31/2022

IA
California 12/16/2019

B
Utah 10/1/2020

B
Nevada 12/13/2019

B
Washington 7/27/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
524 MAIN ST STE 204, WOODLAND, CA 95695
Registered with this firm since 12/16/2019

B
LPL FINANCIAL LLC (CRD#:6413)
524 MAIN ST STE 204, WOODLAND, CA 95695
Registered with this firm since 12/13/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/29/2012 - 12/23/2019 CANTELLA & CO., INC. (CRD#:13905) WOODLAND, CA
B
05/25/2012 - 12/23/2019 CANTELLA & CO., INC. (CRD#:13905) WOODLAND, CA
IA
10/23/2009 - 05/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROSEVILLE, CA
B
10/23/2009 - 05/29/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROSEVILLE, CA
IA
09/16/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WOODLAND, CA
B
09/12/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WOODLAND, CA
IA
02/12/2007 - 09/16/2008 EDWARD JONES (CRD#:250) WOODLAND, CA
B
05/03/2005 - 09/16/2008 EDWARD JONES (CRD#:250) WOODLAND, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.