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MICHAEL DAVID PEARCE
MIKE PEARCE
CRD#: 4926502
IA
Investment Adviser
B
Broker
CITY NATIONAL SECURITIES, INC.CRD#: 103705 150 CALIFORNIA ST
12TH FLOOR
SAN FRANCISCO, CA 94111
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2010 (3 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2015 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2011 (<1 year)
License(s)

State Registrations

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Arizona 7/10/2020

B
New Jersey 3/26/2024

B
California 7/10/2020

B
New York 12/10/2020

IA
California 7/13/2020

B
Oklahoma 7/10/2020

B
Colorado 2/13/2025

B
Oregon 7/10/2020

B
Florida 7/10/2020

B
South Carolina 3/26/2024

B
Illinois 7/10/2020

B
Tennessee 4/3/2023

B
Louisiana 8/24/2020

B
Texas 8/9/2022

B
Nevada 7/10/2020

IA
Texas 1/21/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
150 CALIFORNIA ST 12TH FLOOR, SAN FRANCISCO, CA 94111
1450 Chapin Ave, BURLINGAME, CA 94010
Registered with this firm since 7/13/2020

B
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
150 CALIFORNIA ST 12TH FLOOR, SAN FRANCISCO, CA 94111
1450 Chapin Ave, BURLINGAME, CA 94010
Registered with this firm since 7/10/2020

Previous Registration(s)
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IA
08/23/2017 - 07/17/2020 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Palo Alto, CA
B
08/23/2017 - 07/17/2020 E*TRADE SECURITIES LLC (CRD#:29106) PALO ALTO, CA
IA
03/06/2015 - 08/30/2017 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) BURLINGAME, CA
B
01/05/2015 - 08/30/2017 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) BURLINGAME, CA
B
10/14/2013 - 01/15/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
01/27/2011 - 10/17/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PORTLAND, OR
B
11/14/2007 - 12/22/2010 MUTUAL OF AMERICA LIFE INSURANCE COMPANY (CRD#:15356) WALNUT CREEK, CA
B
11/14/2007 - 12/22/2010 MUTUAL OF AMERICA SECURITIES CORPORATION (CRD#:27878) WALNUT CREEK, CA
IA
05/18/2006 - 10/02/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
B
05/18/2006 - 10/02/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
IA
10/31/2005 - 05/03/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MORAGA, CA
B
04/26/2005 - 05/03/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MORAGA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.