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Patricia Lopez
Patricia M Lopez
CRD#: 4925987
IA
Investment Adviser
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Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 2958 N Milwaukee Ave
Chicago, IL 60618
Registration History
200620082010201220142016201820202022202420263 FIRMS2018 - 2020 (2 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2016 (<1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2015 - 2016 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2008 - 2014 (6 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2008 - 2008 (<1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2007 - 2007 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2005 - 2007 (2 years)
License(s)

State Registrations

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Florida 10/17/2024

B
Illinois 3/8/2024

IA
Illinois 3/7/2024

B
Nevada 4/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
2958 N Milwaukee Ave, Chicago, IL 60618
1953 N Clybourn, Chicago, IL 60614
Registered with this firm since 3/7/2024

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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
2958 N Milwaukee Ave, Chicago, IL 60618
1953 N Clybourn, Chicago, IL 60614
Registered with this firm since 3/5/2024

Previous Registration(s)
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IA
02/26/2021 - 03/08/2024 FIFTH THIRD SECURITIES, INC. (CRD#:628) ROSEMONT, IL
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02/03/2021 - 03/08/2024 FIFTH THIRD SECURITIES, INC. (CRD#:628) ROSEMONT, IL
IA
06/06/2018 - 12/01/2020 CAPITAL ANALYSTS (CRD#:162200) Lombard, IL
IA
06/06/2018 - 12/01/2020 LINCOLN INVESTMENT (CRD#:519) LOMBARD, IL
B
04/18/2018 - 12/01/2020 LINCOLN INVESTMENT (CRD#:519) LOMBARD, IL
B
06/06/2016 - 08/19/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
B
11/21/2015 - 01/27/2016 SAGEPOINT FINANCIAL, INC. (CRD#:133763) DOWNERS GROVE, IL
B
11/12/2008 - 12/16/2014 LPL FINANCIAL LLC (CRD#:6413) PLAINFIELD, IL
B
10/06/2008 - 10/24/2008 MML INVESTORS SERVICES, INC. (CRD#:10409) CHICAGO, IL
B
03/22/2007 - 12/07/2007 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHICAGO, IL
B
03/10/2005 - 03/29/2007 AXA ADVISORS, LLC (CRD#:6627) OAK BROOK, IL
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B
Broker
IA
Investment Adviser
Disclosures
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