Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JONATHAN EDWARD MITCHELL DEGENHARDT
JONATHAN EDWARD MITCHELL, JONATHAN MITCHELL
CRD#: 4925325
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10 S JEFFERSON ST STE 100
ROANOKE, VA 24011
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
California 9/7/2012
B
Ohio 11/26/2012
B
Colorado 2/9/2016
B
Pennsylvania 7/29/2016
B
Delaware 12/2/2021
B
Rhode Island 12/8/2014
B
District of Columbia 12/13/2024
B
South Carolina 9/2/2008
B
Florida 1/4/2016
B
Tennessee 8/29/2017
B
Georgia 8/29/2008
B
Texas 7/29/2016
B
Indiana 3/10/2015
IA
Texas 8/2/2016
B
Kansas 6/29/2010
B
Utah 11/2/2015
B
Kentucky 8/29/2017
B
Virginia 8/29/2008
B
Maryland 6/28/2010
IA
Virginia 8/29/2008
B
Michigan 8/29/2017
B
Washington 11/12/2024
B
Missouri 11/18/2013
B
West Virginia 6/29/2010
B
New Jersey 8/29/2017
B
Wisconsin 3/5/2010
B
New York 6/25/2010
B
Wyoming 7/29/2016
B
North Carolina 8/29/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10 S JEFFERSON ST STE 100, ROANOKE, VA 24011
VINTON, VA
Registered with this firm since 8/29/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10 S JEFFERSON ST STE 100, ROANOKE, VA 24011
VINTON, VA
Registered with this firm since 8/29/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/15/2005 - 09/08/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ROANOKE, VA
B
 05/16/2005 - 09/08/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ROANOKE, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.