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Detailed Report
MARTY RAY EDGE
MARTY EDGE
CRD#: 4925103
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 4001 CARMICHAEL RD
MONTGOMERY, AL 36106
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2021 (11 years)2 FIRMS2021 - Present (4 years)BEDWARD JONES (CRD# 250)2005 - 2009 (3 years)IAEDWARD JONES (CRD# 250)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 3/12/2021
B
Louisiana 3/1/2021
IA
Alabama 3/12/2021
B
Mississippi 3/1/2021
B
Arizona 11/16/2023
B
North Carolina 9/14/2022
B
Florida 3/1/2021
B
Oklahoma 3/1/2021
B
Georgia 3/1/2021
B
Texas 3/1/2021
B
Iowa 8/27/2024
IA
Texas 3/1/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4001 CARMICHAEL RD, MONTGOMERY, AL 36106
Registered with this firm since 3/1/2021
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4001 CARMICHAEL RD, MONTGOMERY, AL 36106
Registered with this firm since 3/1/2021
Previous Registration(s)
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IA
 05/27/2009 - 03/12/2021 LPL FINANCIAL LLC (CRD#:6413) PRATTVILLE, AL
B
 05/27/2009 - 03/12/2021 LPL FINANCIAL LLC (CRD#:6413) PRATTVILLE, AL
IA
 03/26/2008 - 04/28/2009 EDWARD JONES (CRD#:250) PRATTVILLE, AL
B
 05/03/2005 - 04/28/2009 EDWARD JONES (CRD#:250) PRATTVILLE, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.