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Brice Redmond
CRD#: 4923434
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 2/3/2021

B
Mississippi 2/3/2021

B
Arizona 4/28/2016

B
Montana 8/5/2021

B
Arkansas 3/31/2016

B
Nevada 10/31/2018

B
California 3/23/2016

B
New York 11/20/2023

IA
California 3/23/2016

B
North Carolina 5/17/2017

B
Colorado 2/11/2019

B
Ohio 4/6/2021

B
Delaware 8/29/2018

B
Oregon 5/1/2024

B
Florida 7/28/2017

B
Pennsylvania 7/1/2021

B
Georgia 10/18/2018

B
Tennessee 10/29/2020

B
Hawaii 5/26/2016

B
Texas 8/25/2017

B
Idaho 7/13/2022

IA
Texas 8/25/2017

B
Illinois 7/30/2024

B
Utah 4/1/2020

B
Massachusetts 4/1/2016

B
Virginia 1/14/2023

B
Michigan 9/10/2019

B
Washington 3/31/2016

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 3/23/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 2/18/2016

Previous Registration(s)
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IA
07/28/2005 - 06/24/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WESTLAKE VILLAGE, CA
B
07/18/2005 - 06/24/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WESTLAKE VILLAGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.