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ANTHONY JOHN DEGUZMAN ESGUERRA
A J ESGUERRA, ANTHONY JOHN ESQUERRA
CRD#: 4923256
IA
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MORGAN STANLEYCRD#: 149777 16155 NORTH 83RD AVENUE
SUITE 100
PEORIA, AZ 85382
SUITE 100
PEORIA, AZ 85382
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Disclosures
19
Years of Experience
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State Registrations
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Alabama 4/29/2022
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Nebraska 7/30/2020
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Alaska 12/21/2016
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Nevada 10/14/2014
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Arizona 10/5/2012
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New Hampshire 5/25/2022
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Arizona 10/23/2012
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New Jersey 5/22/2018
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Arkansas 5/11/2022
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New Mexico 10/5/2012
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California 10/5/2012
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New York 11/4/2015
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Colorado 10/5/2012
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North Carolina 5/17/2018
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Connecticut 5/11/2022
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North Dakota 7/30/2020
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Delaware 5/26/2021
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Ohio 4/19/2018
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District of Columbia 5/11/2022
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Oklahoma 12/15/2020
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Florida 5/12/2014
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Oregon 5/26/2021
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Georgia 7/30/2020
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Pennsylvania 5/3/2016
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Hawaii 5/25/2022
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Puerto Rico 7/30/2020
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Idaho 5/26/2021
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Rhode Island 7/30/2020
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Illinois 10/24/2018
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South Carolina 7/30/2020
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Indiana 7/15/2014
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South Dakota 7/30/2020
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Iowa 5/25/2022
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Tennessee 1/5/2021
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Kansas 5/26/2021
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Texas 9/8/2014
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Kentucky 5/25/2022
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Texas 8/7/2015
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Louisiana 5/25/2022
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Utah 7/30/2020
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Maine 5/25/2022
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Vermont 5/25/2022
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Maryland 5/26/2021
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Virgin Islands 5/25/2022
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Massachusetts 10/3/2016
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Virginia 12/12/2017
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Michigan 10/5/2012
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Washington 1/26/2017
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Minnesota 1/12/2017
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West Virginia 5/25/2022
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Mississippi 7/30/2020
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Wisconsin 2/20/2019
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Missouri 5/26/2021
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Wyoming 5/26/2021
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Montana 6/15/2021
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Wyoming 9/29/2022
SRO Registrations
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Registered with this firm since 10/23/2012
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Registered with this firm since 10/5/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 10/08/2012 | SUN CITY, AZ | |
B | 01/03/2011 - 10/08/2012 | SUN CITY, AZ | |
IA | 03/11/2008 - 01/03/2011 | SCOTTSDALE, AZ | |
B | 01/31/2008 - 01/03/2011 | SCOTTSDALE, AZ | |
B | 05/03/2005 - 02/05/2008 | SUN CITY, AZ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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