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Detailed Report
KAREN BOZA
CRD#: 4922245
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2016 (10 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 10/24/2023
B
New York 7/8/2016
B
Delaware 4/21/2017
B
North Carolina 10/15/2020
B
Florida 7/8/2016
B
South Carolina 10/24/2023
IA
Florida 7/15/2016
B
South Dakota 7/27/2020
B
Maryland 10/24/2023
B
Texas 12/5/2023
B
New Jersey 8/25/2016
IA
Texas 12/6/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134
Registered with this firm since 7/15/2016
B
MORGAN STANLEY (CRD#:149777)
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134
Registered with this firm since 7/8/2016
Previous Registration(s)
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IA
 11/16/2005 - 04/19/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
B
 07/21/2005 - 04/19/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.