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Jennifer Aceves
JENNIFER L ACEVES, JENNIFER LYNN ACEVES, JENNIFER ACEVES
CRD#: 4922143
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
FRISCO, TX 75034
0
Disclosures
18
Years of Experience
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State Registrations
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Alabama 2/10/2022
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Mississippi 8/5/2024
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Arizona 11/14/2019
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Missouri 2/28/2025
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Arkansas 11/15/2011
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Nebraska 2/10/2022
B
California 10/29/2010
B
Nevada 11/15/2011
B
Colorado 11/15/2011
B
New Jersey 2/28/2025
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Connecticut 2/10/2022
B
New Mexico 2/28/2025
B
Delaware 8/5/2024
B
New York 11/15/2011
B
District of Columbia 9/15/2022
B
North Carolina 11/16/2011
B
Florida 11/15/2011
B
North Dakota 2/28/2025
B
Georgia 11/15/2011
B
Oklahoma 11/15/2011
B
Hawaii 8/5/2024
B
Oregon 9/6/2024
B
Idaho 8/5/2024
B
Pennsylvania 11/15/2011
B
Illinois 11/15/2011
B
Rhode Island 2/10/2022
B
Indiana 11/15/2011
B
Tennessee 11/15/2011
B
Iowa 11/24/2023
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Texas 10/2/2007
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Kansas 9/6/2024
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Texas 10/2/2007
B
Kentucky 2/10/2022
B
Vermont 2/10/2022
B
Louisiana 12/12/2019
B
Virginia 11/15/2011
B
Maine 2/20/2025
B
Washington 11/15/2011
B
Maryland 10/24/2019
B
West Virginia 8/5/2024
B
Massachusetts 11/15/2011
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Wisconsin 9/6/2024
B
Minnesota 2/28/2025
SRO Registrations
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Registered with this firm since 10/2/2007
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Registered with this firm since 10/2/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2006 - 09/05/2007 | DALLAS, TX | |
B | 03/09/2006 - 09/05/2007 | DALLAS, TX | |
B | 03/09/2006 - 06/12/2006 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.