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Detailed Report
BARBARA ANN WOODEN
CRD#: 4921913
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 3900 WOODLAKE BLVD
STE 302 H
LAKE WORTH, FL 33463
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (2 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2013 - Present (11 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (<1 year)
Disclosure(s)
View By:
9/26/2011
Judgment / Lien
9/1/2011
Employment Separation After Allegations
License(s)

State Registrations

B
Florida 10/2/2013
B
New Jersey 10/9/2024
IA
Florida 10/2/2013
B
Virginia 3/4/2021
B
Georgia 9/3/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
3900 WOODLAKE BLVD STE 302 H, LAKE WORTH, FL 33463
Registered with this firm since 10/2/2013
B
PFS INVESTMENTS INC. (CRD#:10111)
3900 WOODLAKE BLVD STE 302 H, LAKE WORTH, FL 33463
Registered with this firm since 8/30/2013
Previous Registration(s)
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IA
 11/13/2009 - 09/29/2011 PNC INVESTMENTS (CRD#:129052) COCONUT CREEK, FL
B
 11/13/2009 - 09/29/2011 PNC INVESTMENTS (CRD#:129052) COCONUT CREEK, FL
IA
 04/28/2008 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) COCONUT CREEK, FL
B
 04/18/2008 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) COCONUT CREEK, FL
IA
 09/14/2005 - 11/29/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BOCA RATON, FL
B
 09/13/2005 - 11/29/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BOCA RATON, FL
B
 09/13/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.