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JOSEPH SPENCER NORRIS
CRD#: 4920812
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1300 Route 73
Mount Laurel, NJ 08054
Mount Laurel, NJ 08054
LPL FINANCIAL LLCCRD#: 6413 1300 RTE 73 SUITE 201
MOUNT LAUREL, NJ 08054-2217
MOUNT LAUREL, NJ 08054-2217
0
Disclosures
19
Years of Experience
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State Registrations
B
Arizona 1/24/2011
B
Minnesota 8/20/2009
B
California 10/28/2020
B
Nebraska 11/15/2022
B
Colorado 2/9/2018
B
New Jersey 8/20/2009
B
Delaware 8/20/2009
IA
New Jersey 2/12/2018
B
Florida 8/20/2009
B
North Carolina 8/20/2009
B
Georgia 8/20/2009
B
Ohio 8/20/2009
B
Idaho 3/8/2013
B
Pennsylvania 8/20/2009
B
Maryland 8/20/2009
B
South Carolina 2/16/2017
B
Massachusetts 1/3/2019
B
Virginia 1/6/2010
B
Michigan 2/7/2017
B
Washington 6/30/2015
SRO Registrations
B
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IA
Registered with this firm since 2/12/2018
B
Registered with this firm since 8/20/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/20/2009 - 07/17/2018 | FORT MILL, SC | |
IA | 01/01/2008 - 08/21/2009 | MARLTON, NJ | |
B | 01/01/2008 - 08/21/2009 | MARLTON, NJ | |
B | 04/14/2005 - 01/03/2008 | MARLTON, NJ | |
IA | 04/25/2005 - 01/01/2008 | MARLTON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.