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EMILY S HEPBURN
EMILY M SAARI, EMILY MARIE SAARI
CRD#: 4919289
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 1/7/2013

B
Nevada 7/1/2022

B
California 1/7/2013

B
New Jersey 6/7/2010

B
Colorado 3/29/2011

IA
New Jersey 12/14/2020

IA
Connecticut 11/10/2009

B
New Mexico 1/7/2013

B
Connecticut 1/7/2013

B
New York 1/11/2011

B
Delaware 2/10/2021

B
North Carolina 1/8/2013

B
District of Columbia 1/7/2013

B
Oregon 1/7/2013

B
Florida 1/25/2011

B
Pennsylvania 6/7/2010

B
Georgia 1/7/2013

IA
Pennsylvania 1/12/2011

B
Hawaii 7/26/2023

B
South Carolina 1/7/2013

B
Illinois 1/7/2013

B
Texas 1/7/2013

B
Kentucky 1/7/2013

IA
Texas 1/10/2013

B
Maryland 10/21/2010

B
Utah 7/24/2023

B
Massachusetts 11/10/2009

B
Virginia 6/7/2010

B
Michigan 9/28/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Haddonfield, NJ
Registered with this firm since 11/10/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Haddonfield, NJ
Registered with this firm since 10/15/2009

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.