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Detailed Report
SARA HOLLAND
SARA DANIELLE HELMSIN, SARA DANIELLE HOLLAND
CRD#: 4919096
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 100 PRINGLE AVE
SUITE 550
WALNUT CREEK, CA 94596
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2022 (14 years)BE*TRADE SECURITIES LLC (CRD# 29106)2005 - 2006 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2022 (4 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 1/5/2023
B
Montana 12/16/2022
B
Arizona 12/16/2022
B
Nevada 12/16/2022
B
California 12/16/2022
B
New Jersey 12/16/2022
IA
California 12/16/2022
B
New Mexico 12/16/2022
B
Colorado 12/16/2022
B
New York 12/16/2022
B
Florida 12/16/2022
B
North Carolina 12/16/2022
B
Georgia 12/16/2022
B
Ohio 12/16/2022
B
Hawaii 2/27/2023
B
Oregon 1/30/2023
B
Idaho 12/16/2022
B
Pennsylvania 12/16/2022
B
Illinois 12/21/2022
B
South Carolina 12/16/2022
B
Indiana 12/16/2022
B
Tennessee 12/16/2022
B
Iowa 12/16/2022
B
Texas 12/16/2022
B
Kentucky 1/10/2024
B
Utah 12/16/2022
B
Maryland 12/16/2022
B
Vermont 7/7/2023
B
Massachusetts 12/16/2022
B
Virginia 12/16/2022
B
Michigan 12/16/2022
B
Washington 12/16/2022
B
Minnesota 12/19/2022
B
Wyoming 12/16/2022
B
Missouri 12/16/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
100 PRINGLE AVE SUITE 550, WALNUT CREEK, CA 94596
Registered with this firm since 12/16/2022
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
100 PRINGLE AVE SUITE 550, WALNUT CREEK, CA 94596
Registered with this firm since 12/16/2022
Previous Registration(s)
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IA
 10/19/2018 - 12/16/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
B
 08/25/2008 - 12/16/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
IA
 03/09/2011 - 12/31/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WALNUT CREEK, CA
B
 03/14/2005 - 09/18/2006 E*TRADE SECURITIES LLC (CRD#:29106) RANCHO CORDOVA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.