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Detailed Report
JUN MICHAEL TANG
JUN MICHAEL LIN TANG, JUN LIN TANG
CRD#: 4919088
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 ALLEN, TX
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2025 (6 years)2 FIRMS2025 - Present (<1 year)BBBVA SECURITIES INC. (CRD# 27060)2014 - 2015 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2012 - 2014 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (3 years)
License(s)

State Registrations

B
Illinois 3/11/2025
IA
Texas 3/11/2025
B
Texas 3/11/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
ALLEN, TX
ALLEN, TX
Registered with this firm since 3/11/2025
B
LPL FINANCIAL LLC (CRD#:6413)
ALLEN, TX
ALLEN, TX
Registered with this firm since 3/11/2025
Previous Registration(s)
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IA
 06/28/2018 - 03/11/2025 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) PLANO, TX
B
 06/28/2018 - 03/11/2025 CETERA INVESTMENT SERVICES LLC (CRD#:15340) WESTMONT, IL
IA
 06/29/2017 - 05/07/2018 CAPITAL ONE ADVISORS, LLC (CRD#:136865) Fort Worth, TX
B
 06/29/2017 - 05/07/2018 CAPITAL ONE INVESTING, LLC (CRD#:45744) Flower Mound, TX
IA
 05/13/2015 - 07/20/2017 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) ADDISON, TX
B
 03/17/2015 - 07/20/2017 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ADDISON, TX
B
 07/16/2014 - 01/30/2015 BBVA SECURITIES INC. (CRD#:27060) RICHARDSON, TX
B
 02/22/2012 - 06/06/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 12/04/2008 - 01/19/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALLEN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.