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Valerie C. Pergolizzi
VALERIE CHRISTINE DUGUID, Valerie C Duguid, VALERIE CHRISTINE PERGOLIZZI, Valerie C Pergolizzi
CRD#: 4917803
IA
Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3901 N. FEDERAL HWY
BOCA RATON, FL 33431
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (3 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2014 - 2020 (6 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

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Connecticut 3/9/2023

B
New Jersey 1/18/2023

B
Florida 5/20/2022

B
New York 12/1/2022

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Florida 5/31/2022

B
North Carolina 5/20/2022

B
Nevada 1/11/2024

B
Tennessee 1/11/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3901 N. FEDERAL HWY, BOCA RATON, FL 33431
1850 N Federal Hwy, Boca Raton, FL 33432
Registered with this firm since 5/31/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3901 N. FEDERAL HWY, BOCA RATON, FL 33431
1850 N Federal Hwy, Boca Raton, FL 33432
Registered with this firm since 5/20/2022

Previous Registration(s)
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07/16/2014 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) BOCA RATON, FL
B
07/15/2014 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) BOCA RATON, FL
IA
05/15/2009 - 12/06/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
05/15/2009 - 12/06/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
05/06/2005 - 09/17/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
B
04/18/2005 - 09/17/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.