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JUDITH ELAINE MCDONALD
JUDITH ELAINE MCLAIN, JUDITH ELAINE STAPLES
CRD#: 4917748
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 223 MAIN ST
DAMARISCOTTA, ME 04543
CETERA INVESTMENT SERVICES LLCCRD#: 15340 39 GARDINER RD
WISCASSET, ME 04578
Registration History
20062008201020122014201620182020202220242 FIRMS2009 - 2010 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - Present (10 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - Present (14 years)BBANCNORTH INVESTMENT GROUP, INC. (CRD# 31299)2005 - 2009 (4 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - 2014 (3 years)IAPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2007 - 2009 (2 years)
License(s)

State Registrations

B
Colorado 3/22/2024

B
Massachusetts 1/19/2024

B
Florida 3/18/2010

B
New York 4/15/2024

B
Georgia 9/20/2024

B
Rhode Island 11/8/2022

B
Maine 3/18/2010

B
Vermont 1/18/2024

IA
Maine 1/21/2014

B
Virginia 5/26/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
223 MAIN ST, DAMARISCOTTA, ME 04543
39 GARDINER RD, WISCASSET, ME 04578
Registered with this firm since 1/21/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
39 GARDINER RD, WISCASSET, ME 04578
Registered with this firm since 3/18/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/18/2010 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) DAMARISCOTTA, ME
IA
11/17/2009 - 02/17/2010 TD WEALTH MANAGEMENT SERVICES INC. (CRD#:6940) CAMDEN, ME
B
11/17/2009 - 02/17/2010 TD WEALTH MANAGEMENT SERVICES INC. (CRD#:6940) CAMDEN, ME
IA
05/29/2007 - 11/17/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) CAMDEN, ME
B
02/25/2005 - 11/17/2009 BANCNORTH INVESTMENT GROUP, INC. (CRD#:31299) CAMDEN, ME
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.