• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CONRAD RAUNAL LYON
CRD#: 4916883
IA
Investment Adviser
B
Previous Broker
PACIFIC GLOBAL INVESTMENT MANAGEMENT COCRD#: 106962 101 N. BRAND BLVD
STE 1950
GLENDALE, CA 91203
Registration History
20062008201020122014201620182020202220242026IAPACIFIC GLOBAL INVESTMENT MANA... (CRD# 106962)2021 - Present (3 years)BLIGHTPATH CAPITAL, INC (CRD# 34617)2015 - 2015 (<1 year)BB. RILEY & CO., LLC (CRD# 40355)2010 - 2014 (3 years)BGLOBAL HUNTER SECURITIES, LLC (CRD# 123003)2008 - 2010 (2 years)BFTN MIDWEST SECURITIES CORP. (CRD# 119625)2006 - 2008 (1 year)BMCDONALD INVESTMENTS INC. (CRD# 566)2005 - 2006 (1 year)
License(s)

State Registrations

IA
California 10/19/2021

Current Registration(s)
IA
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO (CRD#:106962)
101 N. BRAND BLVD STE 1950, GLENDALE, CA 91203
Registered with this firm since 10/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/04/2015 - 12/23/2015 LIGHTPATH CAPITAL, INC (CRD#:34617) SOUTHLAKE, TX
B
08/03/2010 - 01/23/2014 B. RILEY & CO., LLC (CRD#:40355) LOS ANGELES, CA
B
03/03/2008 - 06/30/2010 GLOBAL HUNTER SECURITIES, LLC (CRD#:123003) NEWPORT BEACH, CA
B
08/14/2006 - 02/29/2008 FTN MIDWEST SECURITIES CORP. (CRD#:119625) MANHATTAN BEACH, CA
B
03/09/2005 - 08/17/2006 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.