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Ting Song
TING ISABEL SONG, Isabel Song
CRD#: 4915060
IA
Investment Adviser
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Previous Broker
SEQUOIA FINANCIAL GROUP, L.L.C.CRD#: 117756 3555 Timmons Lane, Suite 915
Houston, TX 77027
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2008 (2 years)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2022 (<1 year)IASEQUOIA FINANCIAL GROUP, L.L.C. (CRD# 117756)2025 - Present (<1 year)
License(s)

State Registrations

IA
Texas 1/6/2025

Current Registration(s)
IA
SEQUOIA FINANCIAL GROUP, L.L.C. (CRD#:117756)
3555 Timmons Lane, Suite 915, Houston, TX 77027
Registered with this firm since 1/6/2025

Previous Registration(s)
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IA
08/31/2021 - 02/15/2022 PNC INVESTMENTS (CRD#:129052) Houston, TX
B
08/31/2021 - 02/15/2022 PNC INVESTMENTS (CRD#:129052) Houston, TX
IA
03/27/2020 - 08/23/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Houston, TX
B
03/27/2020 - 08/23/2021 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
IA
12/22/2017 - 11/06/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
11/20/2017 - 11/06/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
01/03/2011 - 02/28/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
B
01/03/2011 - 02/28/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
IA
03/18/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
03/18/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
IA
04/18/2006 - 12/31/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
04/18/2006 - 12/31/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
04/13/2005 - 02/08/2006 MORGAN STANLEY (CRD#:7556) HOUSTON, TX
B
03/29/2005 - 02/08/2006 MORGAN STANLEY DW INC. (CRD#:7556) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.