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LAN Jones
LAN PHUONG TRAN
CRD#: 4913930
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6155 N. SCOTTSDALE ROAD
SCOTTSDALE, AZ 85250
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Arizona 11/22/2021

B
Ohio 6/9/2023

IA
Arizona 12/21/2021

B
Tennessee 3/28/2023

B
California 3/20/2022

B
Texas 10/10/2023

B
Colorado 4/12/2024

IA
Texas 10/18/2023

B
Georgia 3/28/2023

B
Washington 9/15/2022

B
Nevada 9/5/2024

B
Wyoming 9/11/2024

B
New York 4/18/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6155 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85250
Registered with this firm since 12/21/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6155 N. SCOTTSDALE ROAD, SCOTTSDALE, AZ 85250
Registered with this firm since 11/11/2021

Previous Registration(s)
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B
03/16/2005 - 02/03/2006 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.