Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN THOMAS MCKEE
CRD#: 4913352
IA
B
OSAIC WEALTH, INC.CRD#: 23131 421 NEW KARNER ROAD
SUITE 9
ALBANY, NY 12205
SUITE 9
ALBANY, NY 12205
View By:
5/23/2017
Customer Dispute
Denied
State Registrations
B
Arizona 1/22/2020
B
New York 11/2/2018
B
Colorado 2/15/2024
IA
New York 4/26/2021
B
Connecticut 11/2/2018
B
North Carolina 11/2/2018
IA
Connecticut 12/21/2018
B
Ohio 2/19/2021
B
Florida 11/2/2018
B
Pennsylvania 11/2/2018
IA
Florida 9/19/2024
B
Vermont 11/2/2018
B
Maine 11/2/2018
B
Virginia 11/2/2018
B
Maryland 1/7/2019
B
Washington 3/5/2021
B
Massachusetts 3/11/2019
B
West Virginia 8/31/2021
B
New Jersey 11/2/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/21/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/19/2006 - 11/02/2018 | ALBANY, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.