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Detailed Report
MICHAEL WILLIAM RILEY
MICHAEL WILLIAM RILEY MR.
CRD#: 4913092
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 10 MADISON AVENUE
2ND FLOOR
MORRISTOWN, NJ 07960
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 1/19/2018
B
New York 1/3/2017
IA
California 6/15/2021
IA
New York 5/18/2021
B
Connecticut 6/2/2022
B
North Carolina 1/4/2023
IA
Connecticut 6/6/2022
IA
North Carolina 1/9/2023
B
Delaware 4/4/2018
B
Ohio 7/26/2017
IA
Delaware 4/10/2018
IA
Ohio 7/28/2017
B
Florida 1/3/2017
B
Pennsylvania 1/19/2018
IA
Florida 1/6/2017
IA
Pennsylvania 2/1/2022
B
Georgia 1/18/2022
B
Texas 4/4/2022
IA
Georgia 1/28/2022
IA
Texas 4/6/2022
B
Maryland 11/15/2017
B
Vermont 3/12/2024
B
Massachusetts 2/24/2020
IA
Vermont 3/12/2024
B
New Jersey 12/15/2016
B
Virginia 4/25/2017
IA
New Jersey 12/15/2016
IA
Virginia 5/12/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
10 MADISON AVENUE 2ND FLOOR, MORRISTOWN, NJ 07960
Registered with this firm since 12/15/2016
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
10 MADISON AVENUE 2ND FLOOR, MORRISTOWN, NJ 07960
Registered with this firm since 12/15/2016
Previous Registration(s)
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IA
 02/13/2009 - 12/22/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) PARAMUS, NJ
B
 02/11/2009 - 12/22/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) PARAMUS, NJ
IA
 08/13/2007 - 12/22/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
B
 08/13/2007 - 12/22/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
IA
 04/27/2006 - 08/15/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) MORISTOWN, NJ
B
 04/27/2006 - 08/15/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) MORISTOWN, NJ
IA
 01/05/2006 - 03/29/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PARSIPPANY, NJ
B
 01/05/2006 - 03/29/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.