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Detailed Report
AMY MARIE TOWNSEND
AMY MARIE GLASS
CRD#: 4912959
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13621 UNIVERSITY AVENUE
CLIVE, IA 50325
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - Present (13 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2007 - 2008 (<1 year)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 1/14/2016
B
Minnesota 6/9/2020
B
Arkansas 6/5/2020
B
Missouri 6/5/2020
B
California 3/13/2012
B
Nebraska 6/5/2020
IA
California 3/13/2012
B
Nevada 4/10/2012
B
Colorado 3/1/2019
B
New Hampshire 1/13/2016
B
District of Columbia 6/28/2024
B
New York 3/16/2012
B
Florida 1/8/2020
B
North Carolina 7/27/2020
B
Georgia 6/23/2020
B
Oregon 5/4/2020
B
Illinois 5/6/2020
B
South Carolina 6/5/2020
B
Indiana 5/19/2022
B
South Dakota 6/8/2020
B
Iowa 8/8/2018
IA
Texas 1/14/2016
IA
Iowa 9/5/2018
B
Texas 1/19/2016
B
Kansas 6/11/2020
B
Utah 3/13/2012
B
Maine 6/5/2020
B
Virginia 6/6/2020
B
Massachusetts 11/15/2021
B
Wisconsin 6/8/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13621 UNIVERSITY AVENUE, CLIVE, IA 50325
Registered with this firm since 3/13/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13621 UNIVERSITY AVENUE, CLIVE, IA 50325
Registered with this firm since 3/12/2012
Previous Registration(s)
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IA
 03/07/2008 - 03/12/2012 RSM MCGLADREY LLC (CRD#:111221) LOS ANGELES, CA
B
 03/07/2008 - 03/12/2012 BIRCHTREE FINANCIAL SERVICES LLC (CRD#:15014) LOS ANGELES, CA
IA
 01/04/2008 - 02/21/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
 10/01/2007 - 02/21/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.