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Detailed Report
SCOTT GREGORY FARROW
CRD#: 4912779
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Investment Adviser
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Previous Broker
GENEVA PARTNERS, LLCCRD#: 130768 772 WEST MAIN STREET
SUITE 301
LAKE GENEVA, WI 53147
Registration History
20062008201020122014201620182020202220242026IAGENEVA PARTNERS, LLC (CRD# 130768)2018 - Present (7 years)BSTERNE AGEE FINANCIAL SERVICES... (CRD# 18456)2014 - 2016 (1 year)BWRP INVESTMENTS, INC. (CRD# 7365)2009 - 2014 (5 years)BSECURITIES SERVICE NETWORK, INC. (CRD# 13318)2005 - 2009 (4 years)IAGENEVA PARTNERS, LLC (CRD# 130768)2016 - 2017 (1 year)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 174182)2015 - 2016 (1 year)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 7365)2010 - 2015 (5 years)
License(s)

State Registrations

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Wisconsin 1/26/2018
Current Registration(s)
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GENEVA PARTNERS, LLC (CRD#:130768)
772 WEST MAIN STREET SUITE 301, LAKE GENEVA, WI 53147
Registered with this firm since 1/26/2018
Previous Registration(s)
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 06/24/2016 - 12/31/2017 GENEVA PARTNERS, LLC (CRD#:130768) Lake Geneva, WI
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 01/30/2015 - 07/05/2016 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:174182) BIRMINGHAM, AL
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 09/12/2014 - 07/05/2016 STERNE AGEE FINANCIAL SERVICES, INC. (CRD#:18456) MENOMONEE FALLS, WI
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 01/08/2010 - 01/30/2015 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:7365) MENOMONEE FALLS, WI
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 09/02/2009 - 09/12/2014 WRP INVESTMENTS, INC. (CRD#:7365) MENOMONEE FALLS, WI
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 02/17/2005 - 09/02/2009 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.