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Paul Joseph Moceri
JOE MOCERI
CRD#: 4911696
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 321 EAST 2ND STREET
1ST & 2ND FLOOR
ROCHESTER, MI 48307
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2020 (14 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 3/5/2020

B
Missouri 12/16/2022

B
Colorado 3/5/2020

B
North Carolina 3/5/2020

B
Florida 3/5/2020

B
Ohio 3/5/2020

B
Georgia 3/5/2020

B
Pennsylvania 5/27/2021

B
Illinois 3/5/2020

B
South Carolina 3/5/2020

B
Indiana 3/5/2020

B
Tennessee 3/5/2020

B
Kentucky 3/5/2020

B
Texas 3/5/2020

B
Maryland 3/5/2020

IA
Texas 3/5/2020

B
Michigan 3/5/2020

B
Utah 3/5/2020

IA
Michigan 3/5/2020

B
Virginia 3/5/2020

B
Mississippi 1/16/2024

B
Washington 3/5/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
321 EAST 2ND STREET 1ST & 2ND FLOOR, ROCHESTER, MI 48307
Registered with this firm since 3/5/2020

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
321 EAST 2ND STREET 1ST & 2ND FLOOR, ROCHESTER, MI 48307
Registered with this firm since 3/5/2020

Previous Registration(s)
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IA
03/14/2006 - 03/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
B
03/14/2006 - 03/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
B
04/22/2005 - 03/03/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/22/2005 - 03/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.