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KIMBERLY MICHELLE GUIDONE
KIMBERLY MICHELLE SHOOK, KIMBERLY MICHELLE STOIBER
CRD#: 4910216
IA
B
MORGAN STANLEYCRD#: 149777 3201 WEST WHITE OAKS DRIVE
SUITE 201
SPRINGFIELD, IL 62704
SUITE 201
SPRINGFIELD, IL 62704
0
Disclosures
19
Years of Experience
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State Registrations
B
Indiana 7/27/2016
IA
Indiana 1/12/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/27/2016
B
Registered with this firm since 7/27/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/08/2011 - 07/20/2016 | MIAMISBURG, OH | |
B | 06/15/2010 - 07/20/2016 | MIAMISBURG, OH | |
B | 08/11/2006 - 05/20/2010 | BEAVERCREEK, OH | |
B | 03/24/2005 - 01/19/2006 | MINNEAPOLIS, MN |
MIAMISBURG, OH
02/08/2011 - 07/20/2016
MIAMISBURG, OH
06/15/2010 - 07/20/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.