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JEREMY ROBERT HOFER
JEREMY HOFER
CRD#: 4909799
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Investment Adviser
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Previous Broker
HOFER & ASSOCIATES WEALTH MANAGEMENTCRD#: 282005 90 E THOUSAND OAKS BLVD.
SUITE 310
THOUSAND OAKS, CA 91360
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2016 (9 years)IAHOFER & ASSOCIATES WEALTH MANA... (CRD# 282005)2016 - Present (9 years)
Disclosure(s)
View By:
1/4/2016
Customer Dispute
Denied
License(s)

State Registrations

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California 2/22/2016

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Texas 2/24/2016

Current Registration(s)
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HOFER & ASSOCIATES WEALTH MANAGEMENT (CRD#:282005)
90 E THOUSAND OAKS BLVD. SUITE 310, THOUSAND OAKS, CA 91360
Registered with this firm since 2/18/2016

Previous Registration(s)
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03/06/2006 - 02/19/2016 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) THOUSAND OAKS, CA
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03/06/2006 - 02/19/2016 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) THOUSAND OAKS, CA
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04/25/2005 - 02/23/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEVERLY HILLS, CA
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04/04/2005 - 02/23/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.