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Detailed Report
Paul E Swenson
PAUL EDWARD SWENSON JR, PAUL SWENSON, Paul Edward Swenson
CRD#: 4909784
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3491 Merchants Blvd Suite 110
ABINGDON, MD 21009-2026
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2005 - 2017 (12 years)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2006 - 2017 (10 years)
License(s)

State Registrations

B
Alabama 3/2/2023
B
Mississippi 3/2/2023
B
Colorado 4/4/2024
B
Pennsylvania 7/30/2021
B
Delaware 2/20/2024
B
South Carolina 7/30/2021
B
District of Columbia 7/30/2021
B
Tennessee 7/30/2021
B
Florida 7/30/2021
B
Texas 7/30/2021
B
Maryland 7/30/2021
IA
Texas 7/30/2021
IA
Maryland 7/30/2021
B
Virginia 7/30/2021
B
Massachusetts 7/30/2021
B
Washington 7/30/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3491 Merchants Blvd Suite 110, ABINGDON, MD 21009-2026
Registered with this firm since 7/30/2021
B
EDWARD JONES (CRD#:250)
3491 Merchants Blvd Suite 110, ABINGDON, MD 21009-2026
Registered with this firm since 7/30/2021
Previous Registration(s)
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IA
 11/21/2018 - 06/28/2021 MORGAN STANLEY (CRD#:149777) Hunt Valley, MD
B
 11/21/2018 - 06/28/2021 MORGAN STANLEY (CRD#:149777) Hunt Valley, MD
IA
 03/06/2017 - 12/05/2018 M&T SECURITIES, INC. (CRD#:17358) COCKEYSVILLE, MD
B
 03/06/2017 - 12/05/2018 M&T SECURITIES, INC. (CRD#:17358) COCKEYSVILLE, MD
IA
 09/14/2006 - 03/21/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) HUNT VALLEY, MD
B
 03/21/2005 - 03/21/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) HUNT VALLEY, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.