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Detailed Report
DAVID MADISON ENGEL
DAVID M ENGEL
CRD#: 4909432
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 N 18TH ST 22ND FL
TWO LOGAN SQUARE
PHILADELPHIA, PA 19103
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 4/11/2023
IA
New Jersey 12/4/2013
B
California 12/4/2013
B
New York 12/4/2013
B
Colorado 12/4/2013
B
North Carolina 12/4/2013
B
Delaware 8/10/2023
B
Ohio 12/4/2013
B
District of Columbia 12/4/2013
B
Oklahoma 4/17/2018
B
Florida 12/4/2013
B
Oregon 12/4/2013
B
Georgia 12/4/2013
B
Pennsylvania 12/4/2013
B
Illinois 12/4/2013
IA
Pennsylvania 8/18/2016
B
Indiana 12/4/2013
B
South Carolina 7/16/2024
B
Louisiana 5/8/2023
B
Tennessee 1/6/2025
B
Maryland 12/4/2013
B
Texas 12/4/2013
B
Massachusetts 12/4/2013
IA
Texas 12/4/2013
B
Michigan 9/11/2015
B
Virginia 12/4/2013
B
Missouri 11/1/2018
B
Washington 3/11/2025
B
Nevada 7/17/2014
B
Wisconsin 5/21/2019
B
New Jersey 12/4/2013
B
Wyoming 2/4/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
Registered with this firm since 12/4/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
Registered with this firm since 12/4/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 12/11/2013 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
B
 06/01/2009 - 12/11/2013 MORGAN STANLEY (CRD#:149777) PHILADELPHIA, PA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
IA
 09/07/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PHILADELPHIA, PA
B
 09/07/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PHILADELPHIA, PA
IA
 02/15/2005 - 09/09/2005 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
 02/10/2005 - 09/09/2005 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.