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JONATHAN PHILIP MEIER
JONATHAN P MEIER
CRD#: 4908733
IA
B
MORGAN STANLEYCRD#: 149777 91 North Front Street
Kingston, NY 12401
Kingston, NY 12401
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 8/12/2021
B
Nevada 5/12/2021
B
Arizona 6/1/2009
B
New Hampshire 9/13/2024
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 5/27/2021
IA
New Jersey 6/1/2009
B
Connecticut 4/16/2018
B
New York 6/1/2009
B
Delaware 7/13/2018
IA
New York 6/16/2021
B
District of Columbia 7/22/2021
B
North Carolina 7/22/2021
B
Florida 6/1/2009
B
Pennsylvania 8/14/2017
B
Georgia 4/16/2018
B
South Carolina 8/17/2023
B
Idaho 9/11/2024
B
Tennessee 12/4/2020
B
Illinois 6/21/2017
B
Texas 6/1/2009
B
Indiana 8/12/2024
IA
Texas 6/1/2009
B
Maine 7/23/2021
B
Vermont 2/11/2021
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Minnesota 2/24/2020
B
West Virginia 4/15/2021
B
Missouri 12/10/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2009 - 06/01/2009 | HURLEY, NY | |
B | 04/20/2009 - 06/01/2009 | HURLEY, NY | |
IA | 07/29/2005 - 04/21/2009 | KINGSTON, NY | |
B | 05/11/2005 - 04/21/2009 | KINGSTON, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.