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ASU ASU GREER
I. ASU GREER, ITIR ASU GREER, ITIR ASU GREER, ITIR ASU KAVVAS
CRD#: 4907861
IA
B
MORGAN STANLEYCRD#: 149777 201 East Pine Street 11Th Floor
Orlando, FL 32801
Orlando, FL 32801
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 3/5/2015
B
Montana 4/5/2022
B
Arizona 7/25/2018
B
Nevada 3/23/2018
B
Arkansas 2/22/2022
B
New Hampshire 2/22/2022
B
California 12/16/2014
B
New Jersey 12/16/2014
B
Colorado 12/16/2014
B
New York 11/8/2017
B
Connecticut 2/5/2018
B
North Carolina 12/17/2014
B
Delaware 3/23/2018
B
Ohio 12/17/2014
B
District of Columbia 6/7/2017
B
Oklahoma 10/10/2023
B
Florida 8/8/2011
B
Oregon 3/23/2018
IA
Florida 11/14/2014
B
Pennsylvania 12/16/2014
B
Georgia 11/13/2014
B
Puerto Rico 12/16/2020
B
Hawaii 2/22/2022
B
Rhode Island 2/22/2022
B
Illinois 3/23/2018
B
South Carolina 12/16/2014
B
Indiana 2/22/2022
B
South Dakota 2/22/2022
B
Kansas 3/23/2018
B
Tennessee 7/25/2018
B
Kentucky 2/22/2022
B
Texas 12/16/2014
B
Maine 3/23/2018
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Texas 1/26/2015
B
Maryland 3/23/2018
B
Utah 10/16/2020
B
Massachusetts 7/25/2018
B
Virginia 12/16/2014
B
Michigan 7/25/2018
B
Washington 12/16/2014
B
Minnesota 2/22/2022
B
West Virginia 7/25/2018
B
Mississippi 2/22/2022
B
Wisconsin 2/22/2022
B
Missouri 2/22/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 11/14/2014
B
Registered with this firm since 6/28/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/13/2007 - 06/29/2011 | JACKSONVILLE, FL | |
B | 05/02/2006 - 02/13/2007 | JACKSONVILLE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.