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Detailed Report
RICKY G RESETAR
RICK RESETAR
CRD#: 4907716
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 13749 N Litchfield Rd
Suite 112
Surprise, AZ 85379-4271
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 13794 W. WADDELL RD.
SUITE 204
SURPRISE, AZ 85379
Registration History
20062008201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2018 - Present (6 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2005 - Present (20 years)
License(s)

State Registrations

B
Arizona 3/9/2005
IA
Arizona 8/16/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
13749 N Litchfield Rd Suite 112, Surprise, AZ 85379-4271
Registered with this firm since 8/16/2018
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
13794 W. WADDELL RD. SUITE 204, SURPRISE, AZ 85379
Registered with this firm since 3/2/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.