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Detailed Report
MOLLY DUNLAP
MOLLY ANN STEERS
CRD#: 4906658
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5565 Glenridge Connector
Suite 1900
Atlanta, GA 30342
Registration History
200620082010201220142016201820202022202420262 FIRMS2024 - Present (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2024 (18 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2024 (17 years)
License(s)

State Registrations

B
Alabama 2/1/2024
B
New Jersey 1/18/2024
B
Arizona 2/15/2024
B
New York 2/15/2024
B
California 1/18/2024
B
North Carolina 1/18/2024
B
Colorado 1/18/2024
B
Ohio 1/18/2024
B
Florida 1/18/2024
B
Oklahoma 2/15/2024
B
Georgia 1/18/2024
B
Oregon 1/18/2024
IA
Georgia 1/22/2024
B
Pennsylvania 2/15/2024
B
Illinois 2/15/2024
B
South Carolina 1/18/2024
B
Indiana 1/18/2024
IA
South Carolina 1/18/2024
B
Iowa 2/15/2024
B
Tennessee 1/18/2024
B
Kentucky 2/15/2024
B
Texas 1/18/2024
B
Louisiana 1/18/2024
IA
Texas 1/19/2024
B
Maine 1/18/2024
B
Utah 2/15/2024
B
Maryland 2/15/2024
B
Virginia 1/18/2024
B
Massachusetts 1/18/2024
B
Washington 1/18/2024
B
Minnesota 1/18/2024
B
West Virginia 2/15/2024
B
Mississippi 2/15/2024
B
Wisconsin 1/18/2024
B
Missouri 2/15/2024
B
Wyoming 2/15/2024
B
New Hampshire 2/15/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5565 Glenridge Connector Suite 1900, Atlanta, GA 30342
201 East McBee Avenue 1St Floor, Greenville, SC 29601
Registered with this firm since 1/18/2024
B
MORGAN STANLEY (CRD#:149777)
5565 Glenridge Connector Suite 1900, Atlanta, GA 30342
201 East McBee Avenue 1St Floor, Greenville, SC 29601
Registered with this firm since 1/18/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/22/2006 - 02/01/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
 11/30/2005 - 02/01/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.