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Detailed Report
ANDREW ALEXANDER BUNNIN
CRD#: 4906495
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 21650 Oxnard Street
Suite 1800
Woodland Hills, CA 91367
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2020 (3 years)2 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
California 1/31/2020
B
New York 1/31/2020
IA
California 2/3/2020
B
North Carolina 2/24/2020
B
Delaware 1/31/2020
B
Pennsylvania 7/16/2020
B
Florida 2/22/2023
B
Rhode Island 9/6/2024
B
Hawaii 1/31/2020
B
Texas 1/31/2020
B
Massachusetts 9/23/2021
IA
Texas 2/3/2020
B
Nevada 1/31/2020
B
Washington 12/17/2020
B
New Mexico 1/31/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367
Registered with this firm since 2/3/2020
B
MORGAN STANLEY (CRD#:149777)
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367
Registered with this firm since 1/31/2020
Previous Registration(s)
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IA
 09/02/2016 - 02/13/2020 HSBC SECURITIES (USA) INC. (CRD#:19585) BEVERLY HILLS, CA
B
 09/02/2016 - 02/13/2020 HSBC SECURITIES (USA) INC. (CRD#:19585) BEVERLY HILLS, CA
IA
 06/09/2015 - 06/08/2016 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) LOS ANGELES, CA
B
 06/08/2015 - 06/08/2016 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) LOS ANGELES, CA
IA
 01/03/2011 - 06/02/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BEVERLY HILLS, CA
B
 01/03/2011 - 06/02/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BEVERLY HILLS, CA
IA
 03/05/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
B
 03/05/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
IA
 04/27/2005 - 03/11/2008 ALLIANCEBERNSTEIN L.P. (CRD#:108477) LOS ANGELES, CA
B
 04/20/2005 - 03/11/2008 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.