Individual Firm
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PAUL ANTHONY ANELLO
CRD#: 4905809
IA
B
LIDOCRD#: 269866 1333 W Towne Square Road
Mequon, WI 53092
Mequon, WI 53092
0
Disclosures
19
Years of Experience
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State Registrations
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California 8/12/2024
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Texas 8/9/2024
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Florida 9/12/2024
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Wisconsin 8/12/2022
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Illinois 8/19/2022
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Registered with this firm since 8/12/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/09/2018 - 05/03/2022 | HARTLAND, WI | |
IA | 02/22/2007 - 04/12/2018 | BROOKFIELD, WI | |
B | 01/05/2007 - 04/11/2018 | BROOKFIELD, WI | |
IA | 11/09/2005 - 12/11/2006 | MENOMONEE FALLS, WI | |
B | 04/11/2005 - 12/11/2006 | MENOMONEE FALLS, WI | |
B | 02/23/2005 - 04/11/2005 | MENOMONEE FALLS, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.