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Detailed Report
CORINNE ELIZABETH DOREY
CONNIE SPENCE, CORINNE ELIZABETH SPENCE
CRD#: 4905497
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 4700 FALLS OF NEUSE RD
SUITE 275
RALEIGH, NC 27609
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2016 (5 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - 2021 (5 years)BMETLIFE SECURITIES INC. (CRD# 14251)2005 - 2009 (3 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2005 - 2007 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2021 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2009 (1 year)
License(s)

State Registrations

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North Carolina 5/25/2021
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
4700 FALLS OF NEUSE RD SUITE 275, RALEIGH, NC 27609
Registered with this firm since 5/25/2021
Previous Registration(s)
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 07/13/2018 - 05/14/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
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 03/04/2016 - 05/11/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) DURHAM, NC
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 03/18/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) DURHAM, NC
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 10/28/2010 - 01/26/2016 EDELMAN FINANCIAL SERVICES LLC (CRD#:113299) BETHESDA, MD
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 10/28/2010 - 01/26/2016 SANDERS MORRIS HARRIS LLC (CRD#:20580) BETHESDA, MD
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 06/12/2009 - 10/22/2010 SPIRE WEALTH MANAGEMENT, LLC (CRD#:113908) MCLEAN, VA
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 06/12/2009 - 10/22/2010 SPIRE SECURITIES, LLC (CRD#:144131) MCLEAN, VA
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 07/27/2007 - 01/13/2009 METLIFE SECURITIES INC. (CRD#:14251) SILVER SPRING, MD
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 03/21/2005 - 01/13/2009 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
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 03/21/2005 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.