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KENNETH WILLIAM FLANNERY
KENNETH W FLANNERY
CRD#: 4904500
IA
Investment Adviser
B
Broker
GENTIAN FINANCIAL, INC.CRD#: 174216 12740 N RIVER ROAD
MEQUON, WI 53092
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 12740 NORTH RIVER ROAD
MEQUON, WI 53092
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2015 (8 years)2 FIRMS2015 - 2016 (1 year)3 FIRMS2016 - Present (8 years)BB. C. ZIEGLER AND COMPANY (CRD# 61)2005 - 2006 (1 year)
Disclosure(s)
View By:
8/17/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 7/13/2021

B
New Hampshire 11/5/2021

B
Arkansas 7/3/2024

B
New Jersey 4/27/2018

B
California 2/19/2021

B
New York 2/5/2020

B
Colorado 3/17/2017

B
North Carolina 2/26/2021

B
Florida 11/8/2021

B
Ohio 2/6/2017

B
Georgia 10/2/2017

B
Oklahoma 11/8/2021

B
Hawaii 12/20/2023

B
Oregon 5/18/2018

B
Idaho 7/16/2018

B
Pennsylvania 12/15/2017

B
Illinois 6/20/2019

B
South Carolina 1/24/2022

B
Indiana 11/9/2021

B
Tennessee 11/10/2021

B
Iowa 3/2/2021

B
Texas 7/8/2016

B
Kansas 12/5/2024

IA
Texas 8/11/2016

B
Kentucky 6/5/2019

B
Utah 11/5/2021

B
Louisiana 6/27/2022

B
Virginia 6/11/2020

B
Massachusetts 1/18/2022

B
Washington 4/12/2021

B
Michigan 3/11/2016

B
West Virginia 3/9/2023

B
Minnesota 3/21/2018

B
Wisconsin 3/11/2016

B
Missouri 2/19/2021

IA
Wisconsin 3/22/2016

B
Nebraska 10/6/2021

B
Wyoming 11/8/2021

B
Nevada 11/17/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GENTIAN FINANCIAL, INC. (CRD#:174216)
12740 N RIVER ROAD, MEQUON, WI 53092
Registered with this firm since 3/30/2016

IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
12740 NORTH RIVER ROAD, MEQUON, WI 53092
Registered with this firm since 3/22/2016

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
12740 NORTH RIVER ROAD, MEQUON, WI 53092
Registered with this firm since 3/11/2016

Previous Registration(s)
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IA
01/02/2015 - 03/14/2016 METLIFE SECURITIES INC. (CRD#:14251) Milwaukee, WI
B
01/02/2015 - 03/14/2016 METLIFE SECURITIES INC. (CRD#:14251) Milwaukee, WI
IA
05/11/2006 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) BROOKFIELD, WI
B
05/11/2006 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) BROOKFIELD, WI
B
02/17/2005 - 04/06/2006 B. C. ZIEGLER AND COMPANY (CRD#:61) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.