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RAJA RAMALINGAM
SHANMUGA RAJA RAMALINGAM, SHANMUGA RAJA RAMALINGAN
CRD#: 4904454
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2301 ROSECRANS AVE #5100
EL SEGUNDO, CA 90245
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 2301 ROSECRANS AVE STE #5100
EL SEGUNDO, CA 90245
Registration History
20122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2025 - Present (<1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2015 - Present (9 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2011 - 2015 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2015 - 2023 (7 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2013 - 2015 (2 years)
License(s)

State Registrations

B
Arkansas 7/20/2021

B
Ohio 1/4/2023

B
California 12/22/2015

B
Pennsylvania 1/22/2020

IA
California 6/29/2023

B
South Carolina 7/20/2021

B
Connecticut 7/20/2021

B
Texas 1/22/2020

B
Florida 1/22/2020

IA
Texas 6/29/2023

B
Georgia 1/4/2023

B
Utah 7/26/2021

B
Massachusetts 7/2/2021

B
Washington 1/22/2020

B
Minnesota 1/22/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
Registered with this firm since 6/29/2023

B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
2301 ROSECRANS AVE STE #5100, EL SEGUNDO, CA 90245
Registered with this firm since 1/7/2025

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2301 ROSECRANS AVE #5100, EL SEGUNDO, CA 90245
Registered with this firm since 12/22/2015

Previous Registration(s)
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IA
12/22/2015 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) CORPUS CHRISTI, TX
IA
12/11/2013 - 12/14/2015 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) El Segundo, CA
B
11/03/2011 - 12/14/2015 NATIONAL PLANNING CORPORATION (CRD#:29604) El Segundo, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.